Key highlights
- Complii Fintech shares were down 8.00% at $0.023 during the 10 November 2026 trading session.
- Cash and cash equivalents were $168,000 at 30 September 2026, after a net decrease of $0.8 million in the quarter.
- An R&D rebate of $1.239 million was received in October 2026, after the quarter ended.
Complii FinTech Solutions Ltd (ASX:CF1) fell 8.00% to $0.023 during the 10 November 2026 trading session. The S&P/ASX 200 was higher by 1.34%, or 121.20 points, at 9,150.90 over the same session. Complii provides a software platform for Capital raising, compliance and risk management to Equity Capital Markets participants. Its latest update was its Q1 FY27 quarterly activities report and Appendix 4C for the period ended 30 September 2026.
Quarterly cash position
Complii Group received $1.3 million from customers during the quarter. Cash and cash equivalents were $168,000 at 30 September 2026, after a net decrease in cash of $0.8 million over the quarter.
Total group Revenue and other income was $1.35 million, while total expenses were $2.4 million, compared with $2.65 million in the prior year quarter.
Cost reduction and rebate
Once-off payments of $0.236 million were made for cost-saving initiatives, which the company said are aligned to its objective of reaching a sustainable, cash-flow-positive position. Quarterly operating expenses, excluding those payments, fell by $0.5 million on the prior year quarter.
After the quarter, the company received an R&D rebate of $1.239 million in October 2026.
Sector context
Software companies serving capital markets are judged on transaction volumes, client adoption and their path to positive cash flow. The company reports that approximately $14.365 billion of new capital was raised through its platform across 801 offerings in the quarter. At about two cents, Complii trades in Penny Stock territory, and the broader market was higher during the session.
Risks
Cash at quarter end was low relative to the quarterly net outflow, so the company's funding position depends on the timing of receipts and rebates, and on further cost action.
The company is working to win its first institutional client, and delays in that work would affect its revenue growth.
What to watch ahead
Investors will be looking at the December quarter Cash Flow report, the timing of savings from the cost initiatives and progress on the institutional client onboarding.
Final Word
Complii's Trading session fall came as investors considered a quarter in which cash fell and the R&D rebate arrived only after the period. The company's cash balance and cost savings in coming quarters will be the next key points.






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