Core Lithium Ltd (ASX:CXO) has received a notice of initial substantial holding from State Street Corporation and its subsidiaries, disclosing a relevant interest in 171,754,060 ordinary shares, representing 5.31% voting power, with the substantial holding commencing on 2 November 2026.
Key Points
- State Street Corporation and its subsidiaries became a substantial holder in Core Lithium on 2 November 2026
- The relevant interest covers 171,754,060 ordinary shares, equal to 5.31% voting power
- The relevant interest is held across multiple subsidiaries including State Street Bank and Trust Company, SSGA Funds Management Inc., and State Street Global Advisors Australia Limited
- Securities are held through a combination of investment management, trustee arrangements, and securities lending agreements
Initial Substantial Holding Details
According to the Form 603 filing dated 4 November 2026, State Street Corporation and its named subsidiaries lodged a notice of initial substantial holder in Core Lithium Ltd, with the relevant interest established as of 2 November 2026. The total number of ordinary shares in which the substantial holder or an associate held a relevant interest was disclosed as 171,754,060, carrying a voting power of 5.31%. The filing was signed by Alok Maheshwary in the capacity of authorised signatory on 4 November 2026.
Nature of Relevant Interests Across Subsidiaries
The filing sets out three distinct categories of relevant interest held by State Street entities. State Street Bank and Trust Company holds a relevant interest in certain securities as lent securities under a securities lending agreement, retaining a relevant interest under section 608(8A) of the Corporations Act 2001. SSGA Funds Management Inc. and State Street Global Advisors Australia Limited each hold relevant interests through the power to control the exercise of voting rights attached to securities and the power to dispose of securities, in their respective capacities as investment manager or trustee.
Registered Holders of the Securities
The filing identifies a range of registered holders of the securities subject to the relevant interest. These include State Street Bank and Trust Company, Aware Super Pty Ltd as Trustee of the Aware Super, Brighter Super Trustee as Trustee for Brighter Super, Team Superannuation Fund, Sprott Asset Management LP, VanEck ETF Funds, SSGA SPDR Index Share Funds, Manulife Investment Management Limited, American Century Investment Management Inc., Dimensional Fund Advisors, SSGA Funds Management Inc., JPMorgan AG, and Citibank NA. The registered securities disclosed include individual parcels such as 100,197,098 and 10,721,527 ordinary shares held by State Street Bank and Trust Company.



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