DataWorks Group Limited (ASX:DWG) has lodged an application for quotation of 6,861,393 ordinary fully paid shares, issued on 13 November 2026 at AUD $0.12 per share, representing the remaining shortfall shares from a non-renounceable pro rata issue previously announced to the market.

Key Points

  • 6,861,393 ordinary fully paid shares applied for quotation on 13 November 2026 at an issue price of AUD $0.12 per share
  • The shares represent remaining shortfall shares from a standard non-renounceable pro rata issue, with the original Appendix 3B announced on 21 September 2026
  • Total securities available after rounding were previously announced on 15 October 2026 as 10,305,477 shares and up to 5,152,752 free attaching options after rounding
  • Following quotation, DWG ordinary fully paid shares on issue will total 138,359,804
  • A further issue of 3,430,699 options attaching to shortfall shares (subject to rounding) is yet to take place to complete the transaction

Shortfall Share Issue Details

According to the filing, the 6,861,393 ordinary fully paid shares are issued in Australian dollars at a price of AUD $0.12 per security. The filing states the shares form part of the remaining shortfall from the previously disclosed pro rata issue. As announced on 15 October 2026, total securities available after rounding were 10,305,477 shares, with up to 5,152,752 free attaching options after rounding. The Appendix 2A specifically covers the shortfall shares component of that transaction, with the accompanying options addressed separately via an Appendix 3G.

Remaining Options Attaching to Shortfall Shares

The filing discloses that further securities are yet to be issued to complete the transaction referred to in the original Appendix 3B, lodged on 21 September 2026. Specifically, an Appendix 3G relating to the issue of 3,430,699 options attaching to shortfall shares, subject to rounding, has been separately released. The filing notes this options issue remains outstanding as a component of the broader non-renounceable pro rata transaction and is not covered by the current Appendix 2A quotation application.

Issued Capital Following Quotation

Following the quotation of the 6,861,393 shares, DataWorks Group's total quoted ordinary fully paid securities on issue will amount to 138,359,804. The company also holds a number of unquoted securities, including 2,000,000 options expiring 13 November 2027 at an exercise price of $0.60, 2,500,000 performance rights, 1,722,055 options expiring 31 December 2027 at $0.20, 7,949,999 options expiring 31 May 2027 at $0.60, and 1,750,000 options expiring 18 March 2028 at $0.60, as disclosed in the filing.