Aurora Labs Limited (ASX:A3D) has issued 7,500,000 unlisted options to a broker as consideration for services provided under a placement, according to a filing lodged with the ASX on 6 November 2026.

Key Points

  • 7,500,000 unlisted options were issued on 6 November 2026 as broker options for services under a placement
  • The options carry an exercise price of $0.12 and expire on 5 November 2029
  • The options were issued for non-cash consideration and are not intended to be quoted on ASX
  • Upon exercise, the options convert into A3D ordinary fully paid shares

Unlisted Option Issue Details

Aurora Labs Limited issued 7,500,000 unlisted options on 6 November 2026, denominated in Australian dollars. The options have an exercise price of AUD $0.12 and an expiry date of 5 November 2029. The securities form a new class, with an ASX security code yet to be confirmed. According to the filing, the options were not issued for cash consideration but were provided as broker options for services rendered under the placement. Upon exercise, the options will convert into A3D ordinary fully paid shares. The options are not intended to be quoted on the ASX.

Transaction Background and Appendix 3B Reference

The issue of these securities follows a proposed issue of securities announced to the market on 28 October 2026, as referenced in the corresponding Appendix 3B filing. The filing confirms there are no further issues of securities yet to take place to complete the transaction referred to in that Appendix 3B. Aurora Labs received confirmation from ASX that the terms of the securities are appropriate and equitable under listing rule 6.1. The transaction is categorised as a placement or other type of issue.

Securities on Issue Following the Transaction

Following the issue, Aurora Labs' quoted securities comprise 523,619,656 ordinary fully paid shares. The company's unquoted securities now include multiple classes of options and performance rights. These include, among others, 25,000,000 options expiring 10 April 2028 at $0.14, 12,000,000 options expiring 15 December 2027 at $0.14, 8,950,000 options expiring 2 December 2027 at $0.10, 7,500,000 options expiring 20 October 2029 at $0.12, and 1,500,000 performance rights. The newly issued 7,500,000 unlisted options expiring 5 November 2029 at $0.12 are listed separately pending confirmation of their ASX security code.