ABx Group Revises Securities Trading Policy Under ASX Listing Rule 12.10

Aditi Sarkar

12 November 2026 05:58 PM AEDT

ABx Group Revises Securities Trading Policy Under ASX Listing Rule 12.10

Image Source: Krish Capital Pty Ltd

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ABx Group (ASX:ABX) has advised that its Securities Trading Policy has been revised in accordance with ASX Listing Rule 12.10, with a copy of the updated policy attached to its filing dated 12 November 2026 and made available on the company's corporate governance page.

Key Points

ABx Group revised its Securities Trading Policy in accordance with ASX Listing Rule 12.10
The policy applies to directors, employees, consultants, contractors, and their connected persons
The policy imposes additional trading restrictions on all Relevant Persons beyond existing insider trading laws under the Corporations Act
The revised policy was approved for release by the Board

Policy Scope and Application

According to the filing, the revised Securities Trading Policy sets out ABx Group's rules on dealings in company securities and securities of other entities by directors, employees, consultants, contractors, and their associates, collectively referred to as Relevant Persons and Connected Persons. The policy states that Relevant Persons must take appropriate steps to ensure their Connected Persons do not breach the policy, and where clearance is required by a Relevant Person, that clearance must also be obtained for their Connected Person.

Insider Trading Laws and Prohibitions

The policy outlines that the Corporations Act prohibits Insiders from acquiring or disposing of securities or passing on Inside Information to others who intend to deal in securities. The filing states that it is a criminal offence to trade in company securities while holding Inside Information that is not publicly known, to advise or procure another person to trade on such information, or to pass Inside Information to another person knowing they may use it to trade. Consequences disclosed include criminal liability with fines and imprisonment, civil penalties of up to hundreds of thousands of dollars, and civil liability.

Definition of Inside Information Under the Policy

The policy defines Inside Information as information that is price sensitive, not generally available, and that a reasonable person would expect to influence investors in deciding whether to buy or sell securities if it were generally available. The filing notes that the definition is broad enough to include rumours, matters of supposition, intentions of a person including the company, and information that is insufficiently definite to warrant public disclosure. Examples listed in the policy as potentially constituting Inside Information include pending company announcements and the financial performance of the company against budget.

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